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Sustainability Appraisal : A Sourcebook and Reference Guide to International Experience
发布日期:2015-12-18  浏览

Sustainability Appraisal : A Sourcebook and Reference Guide to International Experience

[Book Description]

Sustainability Appraisal is a sourcebook of the state-of-the-art of this rapidly emerging and diversifying area. It draws on a wealth of international experiences and approaches to illustrate the status and scope of Sustainability Appraisal/Assessment (SA) This comprehensive guide highlights how SA can be used to analyse and integrate the key environmental, social and economic pillars of sustainability into decision-making at all levels, from policy to project to investment, by government, business and industry, or international organizations. Distilling both published and unpublished materials, and with contributions from a range of leading experts, organizations and agencies, this book will be of significant value to professionals everywhere who are in need of a solid, reference guide to what constitutes SA practice and, more importantly, how and when it can be applied.

[Table of Contents]
List of figures                            xv
        List of tables                             xvii
        List of boxes                              xix
Notes on contributors                              xxv
Preface                                            xxvii
Acknowledgements                                   xxix
        List of abbreviations                      xxxi
  PART 1 Introduction and approaches to            1    (132)
  sustainability appraisal
    1 Introduction                                 3    (9)
      1.1 Brief definition and unpacking of        4    (2)
      terms
        1.1.1 Sustainability appraisal as a        5    (1)
        policy instrument and vector for reform
      1.2 Emerging demand for integrated           6    (1)
      sustainability-focused approaches
      1.3 Purpose, rationale and scope: the        7    (1)
      what, why and how of the review
      1.4 An initial framework for                 8    (4)
      sustainability appraisal
        Note                                       11   (1)
    2 A macro framework for sustainability         12   (49)
    appraisal: concepts, principles and
    perspectives
      2.1 Introduction                             12   (1)
      2.2 Background: evolution of sustainable     12   (14)
      development in international law and
      policy
        2.2.1 Early beginnings                     13   (1)
        2.2.2 Report of the World Commission on    13   (2)
        Environment and Development (1987)
        2.2.3 The UN Conference on Environment     15   (1)
        and Development (1992)
        2.2.4 UN Millennium Development Goals      16   (1)
        (2000)
        2.2.5 The UN World Summit on               17   (3)
        Sustainable Development (2002)
        2.2.6 Tallying the ledger                  20   (1)
        2.2.7 The latest UN Conference on          21   (3)
        Sustainable Development (Rio+20)
        2.2.8 Sustainable development goals        24   (2)
      2.3 Towards an operational understanding     26   (22)
      of sustainable development: perspectives
      on evaluation
        2.3.1 The imperative for sustainability    26   (1)
        and the issue of limits to growth
        2.3.1.1 Making the case for limits         27   (2)
        2.3.1.2 Counter-arguments                  29   (1)
        2.3.1.3 The prevailing orthodoxy:          30   (1)
        managing risks and banking on technology
        2.3.2 Key components of sustainable        30   (2)
        development and the conditions for
        sustainability
        2.3.2.1 The Brundtland definition of       32   (1)
        sustainable development
        2.3.2.2 Capital assets and their inter-    33   (2)
        and intra-generational transfer
        2.3.2.3 System conditions for              35   (3)
        sustainability identified in The
        Natural Step
        2.3.3 The governance of sustainable        38   (1)
        development and institutions for public
        policy-making
        2.3.3.1 Themes and issues of               38   (4)
        sustainability governance
        2.3.3.2 Multi-level governance             42   (6)
      2.4 Sustainability as an integrated          48   (7)
      approach
        2.4.1 Different forms of integration       49   (2)
        2.4.2 A closer look at the integration     51   (4)
        of the three pillars of sustainable
        development
      2.5 Conclusion                               55   (6)
        Notes                                      56   (5)
    3 Integrated approaches to sustainability      61   (72)
    appraisal
      3.1 A tri-partite approach to integrated,    63   (10)
      sustainability-focused decision-making
        3.1.1 Time and space boundaries            64   (2)
        3.1.2 A compass of sustainability          66   (1)
        guides and reference points
        3.1.3 A systematic process of              67   (1)
        sustainability assessment
        3.1.4 Rules of the game for process        68   (1)
        design and implementation
        3.1.4.1 The framework of sustainability    68   (1)
        aims and principles
        3.1.4.2 Core principles and                68   (1)
        requirements that will govern the
        assessment process
        3.1.4.3 Objectives-led and                 69   (2)
        effects-based sustainability criteria
        that will direct the assessment of
        effects
        3.1.4.4 Trade-offs and decision-making     71   (2)
      3.2 Micro-level integration (impact          73   (1)
      assessment)
      3.3 Meso-level integration (strategic)       74   (12)
      planning and policy mechanisms, with
      particular reference to sustainable
      development strategies and scenario
      planning
        3.3.1 Sustainable development strategies   74   (5)
        3.3.2 Scenario planning                    79   (7)
      3.4 Macro-level integration (progress        86   (17)
      accounting)
        3.4.1 Ex post or retrospective             86   (1)
        approaches to measuring and analysing
        sustainability
        3.4.1.1 Account-based approaches           87   (2)
        3.4.1.2 Narrative assessments              89   (1)
        3.4.1.3 Indicator-based assessments        90   (6)
        3.4.1.4 An example of retrospective        96   (4)
        application
        3.4.1.5 Deciding what to measure: a        100  (3)
        framework of parts and aims
      3.5 Methods and tools for integration        103  (26)
        3.5.1 Examples of tools for undertaking    111  (1)
        sustainability assessment
        3.5.1.1 Assessing the sustainability of    111  (5)
        societal initiatives and proposing
        agendas for change (ASSIPAC)
        3.5.1.2 Threshold 21                       116  (4)
        3.5.1.3 Consistency analysis matrix for    120  (1)
        policy assessment
        3.5.1.4 Sustainability test                120  (3)
        3.5.1.5 Questionnaire-based approaches     123  (1)
        3.5.1.6 Toolkit approaches                 124  (1)
        3.5.1.7 Adaptive, participatory            125  (1)
        approaches
        3.5.1.8 Global sector-wide approaches      125  (1)
        3.5.1.9 Other approaches                   126  (3)
      3.6 Conclusion                               129  (4)
        Notes                                      130  (3)
  PART 2 Dimensions of sustainability              133  (174)
    4 Environmental sustainability appraisal       135  (95)
    and assurance: concepts, approaches and
    applications
      4.1 Introduction                             135  (1)
      4.2 Environmental sustainability in a        136  (30)
      full world: values, concepts and policies
        4.2.1 Environmentalism and sustainable     137  (4)
        development: world-views and values of
        nature in a full world
        4.2.2 International environmental law      141  (1)
        and policy
        4.2.2.1 Status, scope and                  141  (5)
        sustainability relevance of
        multilateral environmental agreements
        4.2.2.2 The biodiversity and climate       146  (3)
        change conventions
        4.2.2.3 MEA implementation and issues      149  (2)
        of compliance, enforcement and
        effectiveness
        4.2.3 Scientific concepts, criteria and    151  (1)
        interpretations of environmental
        sustainability
        4.2.3.1 Environmental and Earth system     151  (2)
        science for sustainability
        4.2.3.2 Conceptual models and              153  (4)
        propositions of global environmental
        sustainability
        4.2.3.3 Frameworks and metrics of          157  (4)
        global environmental sustainability
        4.2.3.4 Resilience and vulnerability of    161  (5)
        natural and socio-ecological systems
      4.3 Macro-assessment of global and           166  (19)
      large-scale environmental change
        4.3.1 Overview of the state of the         169  (3)
        global environment
        4.3.2 Major issues and inter-linkages      172  (3)
        4.3.2.1 Climate change                     175  (4)
        4.3.2.2 Loss of species, biodiversity      179  (3)
        and ecosystem services
        4.3.2.3 Emerging risks and issues          182  (2)
        4.3.3 Sustainability implications of       184  (1)
        global environmental change
      4.4 Environmental assessment and             185  (33)
      management approaches and applications
        4.4.1 Environmental mainstreaming: need    186  (6)
        and tools
        4.4.2 EAM tools and approaches to          192  (1)
        environmental safeguarding
        4.4.2.1 Environmental impact assessment    193  (10)
        and strategic environmental assessment
        4.4.2.2 Cumulative effects assessment      203  (3)
        and management (CEAM)
        4.4.2.3 Environmental risk assessment      206  (3)
        4.4.2.4 Integrated                         209  (1)
        environmental/ecosystem assessment
        4.4.2.5 Environmental management           210  (3)
        regimes and systems
        4.4.3 Environmental assessment and         213  (1)
        management tools and approaches for
        environmental sustainability assurance
        4.4.3.1 Specifying demand- and             213  (3)
        supply-side principles for strong
        sustainability
        4.4.3.2 Strengthening EIA and SEA and      216  (1)
        other EAM tools as sustainability
        instruments
        4.4.3.3 Ecosystems approach to             217  (1)
        maintaining critical natural capital
        and services
      4.5 Conclusion                               218  (12)
        Notes                                      221  (9)
    5 Economics-based approaches to                230  (29)
    sustainability appraisal
      5.1 Introduction                             230  (1)
      5.2 Background: entry points for an          230  (2)
      economic approach to sustainability
      analysis
      5.3 Sustainability                           232  (3)
        5.3.1 The term `sustainability'            232  (1)
        5.3.2 Economic sustainability in a         232  (1)
        narrow sense
        5.3.3 Economic sustainability as a         232  (1)
        dimension of sustainable development
        5.3.4 Sustainability as non-declining      233  (1)
        human welfare
        5.3.4.1 Natural capital: weak and          233  (2)
        strong sustainability
        5.3.4.2 Other types of capital             235  (1)
      5.4 Economic applications of                 235  (1)
      sustainability assessment
      5.5 Approaches to integrating economic       235  (6)
      variables with social and environmental
      variables
        5.5.1 Approaches to integration in the     237  (1)
        estimation of impacts
        5.5.1.1 Scope of integration               237  (1)
        5.5.1.2 Methodological approaches and      237  (1)
        challenges
        5.5.1.3 Simple methods                     238  (1)
        5.5.1.4 Complex methods                    239  (2)
      5.6 Evaluation and comparison:               241  (14)
      integration of economic, environmental
      and social variables
        5.6.1 Assessment of projects               243  (1)
        5.6.2 Assessment of policy                 244  (4)
        5.6.3 Macro-economic performance           248  (2)
        5.6.3.1 Adjusted savings                   250  (2)
        5.6.3.2 Trade and trans-boundary           252  (1)
        movements of capital
        5.6.3.3 Addressing the social dimension    252  (3)
        of sustainable development
      5.7 Emergence of the green economy concept   255  (2)
      5.8 Conclusion                               257  (2)
        Acknowledgements                           257  (1)
        Notes                                      257  (2)
    6 Social dimensions of sustainability          259  (48)
    appraisal
      6.1 Introduction                             259  (1)
      6.2 Organising concepts, values and          259  (13)
      principles
        6.2.1 Scope and interpretation of          260  (1)
        social sustainability
        6.2.1.1 Basic needs and social             261  (1)
        well-being
        6.2.1.2 Equity: basic needs plus what      262  (1)
        else?
        6.2.1.3 Social inclusion                   263  (1)
        6.2.1.4 Social capital                     264  (1)
        6.2.1.5 Empowerment                        265  (1)
        6.2.1.6 Security and resilience            266  (1)
        6.2.2 International law and policy         267  (2)
        6.2.3 The implementation gap and the       269  (2)
        role of international agencies
        6.2.4 National policy frameworks           271  (1)
      6.3 Retrospective assessments of trends      272  (1)
      and issues: global and national social
      appraisals
      6.4 Status of social appraisal: tools and    273  (19)
      approaches
        6.4.1 Social impact assessment (SIA)       274  (4)
        6.4.1.1 Scope and purpose of SIA           278  (1)
        6.4.1.2 SLA principles and guidelines      278  (1)
        6.4.1.3 Steps in SIA                       279  (1)
        6.4.1.4 Methods and data                   280  (1)
        6.4.1.5 Integration with other impact      281  (1)
        assessments and sustainability concepts
        6.4.2 Health impact assessment (HIA)       282  (1)
        6.4.2.1 Sustainability values and          283  (2)
        guiding principles of HIA
        6.4.2.2 HIA procedure and methodology      285  (1)
        6.4.2.3 HIA application and good           286  (1)
        practice
        6.4.3 Human Rights Impact Assessment       286  (2)
        (HRIA)
        6.4.4 Indigenous peoples and cultural      288  (2)
        assessment
        6.4.5 Sustainable livelihoods framework    290  (2)
      6.5 World Bank social appraisal tools        292  (7)
        6.5.1 Poverty assessments                  293  (1)
        6.5.2 Poverty and social impact            294  (1)
        analysis (PSIA)
        6.5.3 Gender analysis                      295  (1)
        6.5.4 Indigenous peoples' development      296  (1)
        planning
        6.5.5 Resettlement                         297  (2)
      6.6 Public participation in                  299  (2)
      decision-making
        6.6.1 Types of public participation        300  (1)
      6.7 Conclusion                               301  (6)
        Acknowledgements                           302  (1)
        Notes                                      302  (5)
  PART 3 National and international experience     307  (138)
  to date
    7 Experience in the European Union and         309  (73)
    selected developed countries
      7.1 The European Union and Europe-wide       310  (24)
      agenda
        7.1.1 Legal and policy framework           310  (1)
        7.1.1.1 Sustainable development in EU      310  (2)
        primary law
        7.1.1.2 EU sustainable development         312  (7)
        policy and strategy
        7.1.2 (Integrated) impact assessment       319  (1)
        7.1.2.1 Cornerstones and elements of       320  (2)
        approach
        7.1.2.2 Initial phase of implementation    322  (1)
        (2002--2005)
        7.1.2.3 Recent changes in guidance and     323  (4)
        oversight (2006--2011)
        7.1.2.4 A final word on impact             327  (1)
        assessment as a sustainability tool
        7.1.3 EC-funded research projects and      328  (5)
        training on impact assessment
        7.1.4 The European Environmental Agency    333  (1)
      7.2 The Organisation for Economic            334  (1)
      Co-operation and Development (OECD)
      7.3 Selected national experiences            335  (47)
        7.3.1 Australia                            335  (1)
        7.3.1.1 Legal and policy background        335  (1)
        7.3.1.2 Integrated assessment at the       336  (2)
        Commonwealth level
        7.3.1.3 Application at the state level:    338  (2)
        Western Australia
        7.3.1.4 The Commonwealth Scientific and    340  (1)
        Industrial Research Organisation (CSIRO)
        7.3.2 Canada                               341  (1)
        7.3.2.1 Legal and policy background        341  (1)
        7.3.2.2 Role and approach of the           342  (2)
        National Round Table on the Environment
        and the Economy
        7.3.2.3 Experience with federal            344  (3)
        sustainable development strategies
        7.3.2.4 Impact assessment                  347  (3)
        7.3.2.5 Land use and resource planning     350  (3)
        related approaches
        7.3.3 The Netherlands                      353  (1)
        7.3.3.1 National-level assessment          353  (1)
        7.3.3.2 Provincial-level assessment        354  (1)
        7.3.3.3 Municipal-level assessment         354  (3)
        7.3.3.4 General framework for SA           357  (3)
        7.3.4 New Zealand                          360  (1)
        7.3.4.1 Legal and policy background        360  (2)
        7.3.4.2 RMA practice                       362  (3)
        7.3.5 Switzerland                          365  (3)
        7.3.6 The United Kingdom                   368  (2)
        7.3.6.1 Policy-level appraisal             370  (3)
        7.3.6.2 Assessment of plans and            373  (7)
        programmes
        7.3.6.3 New planning framework in          380  (1)
        England
        7.3.7 The USA                              380  (2)
    7 A Conclusion                                 382  (63)
        Acknowledgements                           382  (1)
        Notes                                      382  (6)
        Experience in selected development         388  (1)
        cooperation agencies and developing
        countries
      8.1 Introduction                             388  (2)
      8.2 Multilateral agencies                    390  (9)
        8.2.1 The African Development Bank         390  (1)
        (AfDB)
        8.2.2 The Asian Development Bank (ADB)     390  (1)
        8.2.2.1 Country environmental analyses     391  (1)
        8.2.2.2 Strategic environmental            392  (2)
        assessment
        8.2.2.3 Safeguard policy statement         394  (1)
        8.2.2.4 Sustainability reports             394  (1)
        8.2.2.5 Environment-cum-economic           394  (3)
        planning
        8.2.3 The Inter-American Development       397  (1)
        Bank
        8.2.4 The International Finance            397  (2)
        Corporation and the World Bank
      8.3 Bilateral agencies                       399  (5)
        8.3.1 Australia: Ausaid                    399  (1)
        8.3.2 Canadian International               400  (1)
        Development Agency (CIDA)
        8.3.3 The Netherlands                      400  (2)
        8.3.4 The Norwegian Agency for             402  (1)
        Development Cooperation (NORAD)
        8.3.5 The Swedish International            403  (1)
        Development Cooperation Agency (Sida)
      8.4 UN organisations                         404  (9)
        8.4.1 UNEP                                 404  (5)
        8.4.2 UNDP                                 409  (2)
        8.4.3 Poverty-Environment Initiative       411  (2)
      8.5 Developing countries                     413  (30)
        8.5.1 Southern Africa                      414  (1)
        8.5.1.1 Southern African views on          414  (1)
        sustainable development and approaches
        to sustainability appraisal
        8.5.1.2 Rossing uranium mine               415  (2)
        sustainability assessment, Namibia
        8.5.2 South Africa                         417  (1)
        8.5.2.1 Introduction                       417  (3)
        8.5.2.2 Government initiatives             420  (3)
        8.5.2.3 Provincial and local-level         423  (6)
        initiatives
        8.5.2.4 Private sector initiatives         429  (1)
        8.5.2.5 Cape Action Plan for the           430  (1)
        Environment
        8.5.2.6 Human settlement policy            430  (7)
        framework
        8.5.3 Some examples of experience in       437  (6)
        other developing countries
      8.6 Conclusion                               443  (2)
        Acknowledgements                           443  (1)
        Notes                                      443  (2)
  PART 4 Sustainability appraisal methodologies    445  (222)
  and their application
    9 Natural resources and land use               447  (65)
      9.1 Introduction                             447  (2)
      9.2 Background on key concepts and           449  (5)
      approaches
        9.2.1 Linking global environmental         450  (1)
        issues and human needs
        9.2.2 Land evaluation and land use         451  (2)
        planning
        9.2.3 Cross-cutting concepts and           453  (1)
        approaches
        9.2.3.1 Analysing the resource wealth      453  (1)
        of the poor
      9.3 Global assessment and analysis of        454  (2)
      natural resource issues and links
      9.4 Food and water security as               456  (13)
      fundamental challenges
        9.4.1 Global food assessment and           457  (2)
        response planning
        9.4.2 Global assessments of water          459  (1)
        trends and issues
        9.4.3 Regional and trans-boundary          460  (3)
        assessment
        9.4.4 National- and sub-national water     463  (2)
        assessment: an example from the
        Netherlands
        9.4.5 Towards hydropower sustainability    465  (4)
        assessment
      9.5 Sustainable agriculture                  469  (12)
        9.5.1 Trends and issues                    469  (1)
        9.5.2 Policy responses to the impact of    470  (2)
        intensive farming
        9.5.2.1 European approaches to policy      472  (2)
        reform
        9.5.2.2 Sustainability assessment of       474  (4)
        farms
        9.5.2.3 Inquiry into the sustainability    478  (2)
        of intensive farming, New Zealand
        9.5.3 Sustainable agriculture and rural    480  (1)
        development, standards and
        certification in developing countries
      9.6 Sustainable forestry management          481  (13)
        9.6.1 Global assessments and trends        482  (2)
        9.6.2 Assessing sustainable forest         484  (6)
        management
        9.6.3 Intensive, commercial forestry       490  (1)
        9.6.3.1 Regional Forest Agreement (RFA)    490  (3)
        process, Australia
        9.6.3.2 Tool for sustainability impact     493  (1)
        assessment of the Forest Wood Chain
        (ToSIA)
      9.7 Sustainable fisheries management         494  (13)
        9.7.1 Issues and trends in fisheries       494  (1)
        9.7.2 Global assessments                   495  (3)
        9.7.3 Fisheries certification              498  (1)
        9.7.4 Sustainable fisheries assessment     498  (1)
        and management
        9.7.4.1 Sustainable fisheries              499  (5)
        assessment: Australian practice
        9.7.5 Aquaculture as a sustainability      504  (1)
        issue
        9.7.5.1 Assessments and audits of the      504  (3)
        impact of salmon farming in British
        Columbia
      9.8 Conclusion                               507  (5)
        Notes                                      508  (4)
    10 Sustainability appraisal for business,      512  (47)
    industry and infrastructure development
      10.1 Introduction                            512  (1)
      10.2 Key concepts and drivers                513  (4)
      10.3 Sustainability norms and principles     517  (3)
      for business and industry
        10.3.1 Industry member forums              517  (2)
        10.3.2 Norms and standards aimed at        519  (1)
        regulation of business and industry
      10.4 Key tools and approaches                520  (26)
        10.4.1 Sustainability reporting            520  (4)
        10.4.2 Triple bottom line assessment       524  (1)
        10.4.3 Life cycle analysis (LCA)           525  (2)
        10.4.4 Environmental accounting            527  (1)
        10.4.5 Environmental or sustainability     528  (1)
        audit
        10.4.6 Sustainability-Integrated           529  (1)
        Guidelines for Management (SIGMA)
        10.4.7 The Natural Step                    530  (2)
        10.4.8 Sustainable Project Appraisal       532  (1)
        Routine (SPeAR)
        10.4.9 Anglo American's Socio-Economic     532  (3)
        Assessment Toolbox (SEAT)
        10.4.10 Environmental sustainability       535  (1)
        assessment
        10.4.11 Corporate sustainability           536  (1)
        assessment: the case of Crystal Flash,
        Michigan
        10.4.12 BP's Sustainability Assessment     537  (2)
        Model (SAM)
        10.4.13 Bank Sarasin: sustainability       539  (1)
        assessment for investment
        10.4.14 Dow Jones sustainability           539  (2)
        indexes and corporate sustainability
        assessments
        10.4.15 UK Government: sustainability      541  (1)
        assessment of renewable energy projects
        10.4.16 Sustainability assessment for      542  (4)
        small and medium-sized enterprises
      10.5 Sectoral review processes               546  (11)
        10.5.1 The Sustainable Paper Cycle Study   546  (2)
        10.5.2 The Mining, Minerals and            548  (3)
        Sustainable Development (MMSD) project
        10.5.3 Extractive Industries Review: a     551  (1)
        sustainability appraisal by any other
        name?
        10.5.3.1 The EIR process: did it           552  (2)
        satisfy the requirements of a
        sustainability appraisal?
        10.5.4 World Commission on Dams:           554  (3)
        performance assessment of large dams
      10.6 Conclusion                              557  (2)
        Acknowledgements                           557  (1)
        Notes                                      557  (2)
    11 Sustainable urban development               559  (65)
      11.1 Introduction                            559  (1)
      11.2 Background: conceptual and policy       559  (14)
      frameworks
        11.2.1 Urban growth in the developing      560  (1)
        and developed worlds
        11.2.2 Some basic terms and concepts       560  (3)
        11.2.3 Urban sustainability policies       563  (1)
        and strategies
        11.2.3.1 Global policy agenda              564  (1)
        11.2.3.2 EU strategies and policies        565  (2)
        11.2.3.3 Development cooperation agency    567  (1)
        policies
        11.2.3.4 National and state approaches     568  (2)
        11.2.3.5 Local Agenda 21's and             570  (3)
        municipal activities
      11.3 Global and comparative assessments      573  (10)
      of sustainability-related urban trends
      and conditions
        11.3.1 Global dynamics and impacts of      573  (2)
        urban expansion
        11.3.2 Cities as the new frontier in       575  (1)
        the struggle for sustainability
        11.3.2.1 Cities in a Globalising World;    576  (1)
        Global Report on Human Settlements
        (2001) (UN-Habitat 2001)
        11.3.2.2 The Challenge of Slums; Global    576  (2)
        Report on Human Settlements (2003)
        (UN-Habitat 2003a)
        11.3.2.3 State of the World's Cities       578  (1)
        Report, 2008--2009: Harmonious Cities
        (UN-Habitat 2008)
        11.3.2.4 Slate of the World's Cities       579  (1)
        Report, 2010--11: Bridging the Urban
        Divide (2010) (UN-Habitat 2010)
        11.3.2.5 State of the World's Cities       579  (1)
        Report, 2012--2013: Prosperity of
        Cities (UN-Habitat 2012)
        11.3.3 Comparative rating of cities        580  (1)
        11.3.3.1 Global ratings of liveable and    580  (1)
        hardship cities
        11.3.3.2 National surveys                  581  (2)
      11.4 Assessing the external impacts of       583  (9)
      cities
        11.4.1 Regional and peri-urban effects     584  (1)
        11.4.1.1 Developing country issues and     584  (1)
        approaches
        11.4.1.2 Developed country issues and      585  (4)
        approaches
        11.4.2 Urban ecological footprints and     589  (3)
        resource metabolism
      11.5 City and municipal-level approaches     592  (18)
        11.5.1 Providing information,              594  (1)
        awareness-raising and toolkit approaches
        11.5.2 Municipal sustainability            595  (3)
        assessment
        11.5.3 Approaches focusing on the built    598  (5)
        environment
        11.5.3.1 Sustainability appraisal          603  (2)
        applied to government estates
        11.5.4 Questionnaire, checklist and        605  (2)
        matrix approaches
        11.5.5 Municipal environmental budgeting   607  (3)
      11.6 Local and community-based planning      610  (4)
      initiatives to move towards sustainability
        11.6.1 Citizen-based assessment            610  (3)
        11.6.2 Campus sustainability assessments   613  (1)
        11.6.3 Home sustainability assessment      613  (1)
      11.7 Urban development and climate change    614  (4)
      11.8 Conclusion                              618  (6)
        Acknowledgement                            619  (1)
        Notes                                      619  (5)
    12 Trade liberalisation policies and           624  (33)
    sustainability measures
      12.1 Introduction                            624  (1)
      12.2 Background on the international         625  (6)
      trade regime with particular reference to
      environment and sustainable development
        12.2.1 The multilateral trade regime       625  (5)
        12.2.2 Regional and bilateral free         630  (1)
        trade agreements
      12.3 Current practice in SIA of trade        631  (26)
      policies
        12.3.1 International organisations         633  (1)
        12.3.1.1 The Organisation for Economic     633  (3)
        Co-operation and Development (OECD)
        12.3.1.2 The United Nations Environment    636  (3)
        Programme (UNEP)
        12.3.1.3 The Organisation of American      639  (1)
        States (OAS)
        12.3.1.4 World Wide Fund for Nature        640  (2)
        (WWF)
        12.3.2 Other trade-related                 642  (1)
        institutional initiatives
        12.3.2.1 United Nations Conference on      642  (3)
        Trade and Development (UNCTAD)
        12.3.2.2 International Institute for       645  (2)
        Sustainable Development (IISD)
        12.3.2.3 International Centre for Trade    647  (1)
        and Sustainable Development (ICTSD)
        12.3.3 National and supra-national         647  (1)
        approaches
        12.3.3.1 The Canadian and US experience    647  (2)
        12.3.3.2 North American Commission for     649  (3)
        Environmental Cooperation (NACEC)
        12.3.3.3 The European Commission (EC)      652  (5)
        12.3.4 Other approaches                    657  (1)
    12 A Common elements and differences in the    657  (10)
    major approaches to trade SIA
        12.4.1 Coverage of the environmental,      658  (1)
        social and economic dimensions of
        sustainable development
        12.4.2 Coverage of trade measures          658  (1)
        12.4.3 Geographical coverage               658  (1)
        12.4.4 Assessment procedures               659  (1)
        12.4.5 Stakeholder participation and       659  (1)
        consultation
        12.4.6 Timing                              660  (1)
        12.4.7 Scenarios                           661  (1)
        12.4.8 Assessment and valuation tools      661  (1)
        12.4.9 Indicators                          662  (1)
        12.4.10 Significance criteria              662  (1)
      12.5 Conclusion                              663  (4)
        Acknowledgement                            664  (1)
        Notes                                      664  (3)
  PART 5 Where to from here?                       667  (28)
    13 Retrospect and prospect                     669  (26)
      13.1 The evolving agenda of sustainable      669  (10)
      development
        13.1.1 A reality check: has development    670  (4)
        become more sustainable in practice?
        13.1.2 A horizon check: what emerging      674  (1)
        trends challenge our current approach
        to sustainable development?
        13.1.3 A strategy check: where should      674  (5)
        we now be focusing our energies in the
        `new era of challenges for sustainable
        development'?
      13.2 The anatomy of sustainability           679  (16)
      appraisal: some concluding observations
      and second thoughts
        13.2.1 How far have we progressed with     679  (4)
        sustainability appraisal?
        13.2.2 Where do we go from here in         683  (2)
        process and practice?
        13.2.3 Building on what we have: some      685  (5)
        ways forward and some unresolved
        questions
        13.2.4 Sustainability appraisal            690  (4)
        framework revisited
        Acknowledgement                            694  (1)
        Notes                                      694  (1)
Appendix 1 The Millennium Development Goals and    695  (3)
indicators
Appendix 2 Common tools for public participation   698  (4)
Appendix 3 The IUCN sustainability assessment      702  (3)
process
Appendix 4 Scenario planning and global            705  (4)
scenarios
Appendix 5 Sustainability assessment and           709  (6)
Poverty Reduction Strategies
Appendix 6 Changes to deliver an integrated        715  (2)
approach for sustainability appraisal
Appendix 7 Assessing climate change                717  (2)
Bibliography                                       719  (72)
Index                                              791
 

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